11/21/2018
Whilst these are significant changes and will increase the level of documentation and reporting required, it is likely that most companies will either meet the substance requirements or will not be caught by the new rules.
11/21/2018
Carey Olsen now provided legal advice to 670 such funds at the end of June 2018
11/20/2018
Advanced analytics are also likely over time to lead to changes to the way we do our jobs as supervisors.
11/20/2018
“The absence of an effective, global sanctions-compliance infrastructure and lack of management oversight allowed Société Générale employees to ignore the scope and applicability of laws governing economic sanctions, as w
11/20/2018
UBS purchased approximately 18 million securities over a 7-month period in relation to the buy-backs in circumstances where UBS purchased the securities other than by the matching of orders on an order book. UBS reported the transactions to ASX as ‘
11/19/2018
This article highlights key aspects of the EU’s fourth and successive directives, which are an important part of Europe’s response to financial crime.
11/19/2018
KPMG’s Connected Enterprise framework is noted as driving ‘end-to-end business transformation’.
11/19/2018
The attorneys were relentless in questioning the truthfulness of whistle-blowers who helped trigger the probe.
11/19/2018
Cole is reported to have lost £8 million through film investment schemes promoted by the Queen's bank.
11/16/2018
This firm is not authorised by us and is targeting people in the UK.
11/16/2018
The FCA appears not to have thought about how it will approach its analysis of these types of allegations.
11/16/2018
In our view, the Division’s first principle—focus on main street, retail investors—is a bit of a shift in priorities by the current administration, away from attention on the Wall Street institutions and the practices that many blamed fo
11/16/2018
These results indicate the extent of continuing work to end harmful tax practices, and ensures that in the future all preferential regimes require real substance.
11/16/2018
CEIBA is the largest listed foreign investor offering dedicated investment opportunities directly into Cuba.
11/16/2018
All required permits and registrations for the operation must be applied for before the venture will start operations and thus parties must allow for sufficient time to acquire them.
11/16/2018
On the first day of the trial yesterday, Birmingham crown court was told that Ms Connolly was killed after the pair spent the day drinking and taking cocaine before engaging in “rough sex”.
11/16/2018
UBS is facing a tax fraud trial in France that could see the bank fined up to €3.7 billion if found guilty of helping French citizens dodge their tax obligations.
11/14/2018
After a positive reception from local investors we are very pleased to be expanding our team in the country.
11/14/2018
Tavistock plans fundraising
11/14/2018
Conduct of Business Code exclusions also applied to Argentina, South Africa and Qatar