Managers of Wealth

Richest clients are being penalised by MiFID

High net-worth customers may be losing access to the best investment offers because of revised European market rules, according to the people running debt and market sales at Nordea Bank Abp.

Crypto Fund Mulls Asian Expansion

Crypto Finance's regulatory backing is a breakthrough in Switzerland's nascent crypto scene, where providers are rushing to build bridges between traditional finance and blockchain technology underpinning the token providers flooding into the al

In divorce or separation...the financial adviser should be the 2nd call made says Cardena’s Iain Reid

Divorce and separation can be extremely stressful for all parties involved.

More than 160 celebrities nominated for honours have been secretly 'blacklisted' over tax dodging

Checks are carried out to ensure The Queen does not end up embarrassed by who she honours

Head of British standards-setting body warns of rise in AI risk to financial markets

The global algorithmic trading market is expected to grow to US$18.16 billion by 2025 from US$8.79 billion in 2016 – but are the technology, artificial intelligence and electronic trading systems involved regulated strictly enough?

London remains a safe haven for the world’s dirty cash

The government’s new unexplained wealth orders are a hopelessly weak weapon against money laundering

Global Financial Markets Regulatory Review

Reported items include proposed legislation, rule changes, disciplinary actions, litigation, and other news.

Harrow schoolboy investigated over ‘£3bn theft’ in one of biggest ever fraud probes

Jho Low, 38, is regularly seen flaunting huge wealth at exclusive Vegas and Hollywood parties

Court in France denies UBS bid to drop money laundering charge

After seven years of investigation and aborted settlement talks, UBS will also answer charges that it illegally solicited clients in France

Tax, Fiduciary and Philanthropic Requirements in 60 Countries - RESEARCH

A similar report was first produced by the two organizations in 2015.

EU mulls blacklisting its own Member States

Lawmakers and campaigners questioned whether countries like Luxembourg, Malta, Ireland or the Netherlands should be considered tax havens due to their tax rules.

Woman who spent £16 million in Harrods named as first person investigated under new 'suspicious wealth' orders

A second multi-million pound property is also being investigated.

Appointment of AML Officers to Cayman Islands Investment Entities - Update

It is important that the operators of Cayman Island investment entities consider these new requirements and whether or not they are subject to these new requirements.

OECD releases 2017 global mutual agreement procedure statistics

Improving the effectiveness and timeliness of dispute resolution mechanisms is the aim of Action 14 of the BEPS Action Plan (read the final report on Action 14 of the BEPS Action Plan) and is also part of the wider G20/OECD tax certainty agenda. The Actio

Legal,Regulation,Tax & Compliance