12/19/2012
Under FATCA, non-US financial institutions will be required to report information about financial accounts held by US taxpayers, or held by foreign entities in which US taxpayers hold a substantial ownership interest.
12/19/2012
Bankers suing their former employers have had a run of legal defeats in London since more than 100 Dresdner Kleinwort workers successfully sued Commerzbank AG for their bonuses in May.
12/19/2012
"Many of you have asked me what I will say to clients, prospects, recruits, family and friends who ask about the Libor settlement and its impact on me and WMA," wrote Bob Mulholland, head of wealth management and investment solutions at UBS Weal
12/19/2012
A new client educational resource - LGBT On Your Terms - is available to help same-sex couples understand the factors that are likely to affect their family's finances and long-term plans.
12/19/2012
Late last month the Hong Kong Association of Banks said it was considering a series of reforms to the Hibor system, including bringing in a formal code of conduct and reducing the number of rates it publishes.
12/19/2012
A banker who claimed that he was dismissed for being “too successful” could be awarded an £11 million payout after winning a five-year battle against his former employer.
12/19/2012
He has been fined £450,000 for pressure selling small company shares to investors.
12/18/2012
Global Competition Review has again included Allen & Overy in the "Global Elite" of 2013
12/18/2012
UBS Board of Directors authorizes settlements of LIBOR-related claims with US and UK authorities; Swiss regulator to issue order
12/17/2012
He said that the company’s dispute is only with ABN Amro.
12/16/2012
Deutsche Bank AG, whose offices were raided by German police four days ago
12/16/2012
The U.K.'s Financial Services Authority has sent out investigation notifications in the past week to at least five individuals linked to UBS
12/16/2012
At the time the SFO was filtering out cases which it felt had no reasonable chance of conviction.
12/16/2012
Email was sent to affected sellers when the systematic removals began.
12/16/2012
Statement from the SBA regarding the Taxed Assets Strategy Paper issued by the Swiss Federal Council
12/16/2012
The sums are not huge compared with other mis-selling scandals
12/16/2012
Authorities are this week expected to say that more than 30 bankers and managers at Swiss banking giant UBS were involved in the alleged rigging of the key Libor interest rate.
12/14/2012
LSEG and LCH.Clearnet confirm that they have received approval from the Portuguese competition authority.
12/13/2012
Thomas Ammann, a banker who encouraged two girlfriends to buy shares based on privileged information, has been sentenced to two years and eight months' jail for insider dealing, Britain's financial regulator said on Thursday.
12/13/2012
A federal indictment unsealed today in U.S. District Court charged nine defendants in Charlotte and elsewhere with insider trading and money laundering, announced Anne M. Tompkins, U.S. Attorney for the Western District of North Carolina.