01/12/2013
Law firm announces investigation of Duff & Phelps
Duff & Phelps shareholders will receive only $15.55 in cash for each Duff & Phelps stock they own
01/12/2013
Duff & Phelps shareholders will receive only $15.55 in cash for each Duff & Phelps stock they own
01/10/2013
Banks will be able “to avoid the costs of implementation and the resulting immediate outflow of client assets.”
01/10/2013
The FINRA Arbitration Panel dismissed Claimant Pavlovich’s claims.
01/10/2013
Canada’s investment industry self-regulatory organization has found that the process for setting Cdor, the Canadian version of Libor, is murky, complex and could be manipulated, but stopped short of making concrete recommendations on how to fix it.
01/10/2013
The resolution by the Direccion General de Tributos, the tax agency under the Budget Ministry, was dated Jan. 2. That will be its effective date, Bravo said.
01/10/2013
The Model 2 IGA calls for direct foreign financial institution (FFI) reporting to the IRS but with aggregate disclosure of "recalcitrant" account holder data, subject to exchange of information requests by the IRS.
01/09/2013
Seattle’s Laird Norton Tyee has a new name and a new logo
01/09/2013
A former hedge-fund consultant who worked for an SAC Capital Advisors affiliate avoided prison Wednesday, after prosecutors said he cooperated and "contributed substantially" in the U.S. government's crackdown on insider trading.
01/09/2013
She "pleaded guilty and accepted full responsibility for her actions."
01/09/2013
Many South African banks initially blocked the service from gaining access to client accounts due to alleged security risks.
01/09/2013
The regulator says the content of the letter is the same for every firm but conceded many have received letters with incorrect details.
01/08/2013
“HMRC has begun investigations into thousands of individuals with overseas assets in the last few years, and will probably have picked off most of the low hanging fruit.”
01/08/2013
HSBC’s Geneva-based private bank is one of at least 11 Swiss firms under investigation by U.S. prosecutors investigating offshore tax evasion.
01/08/2013
PwC and its predecessor firms had been auditor to Schroders since at least 1959, when it floated on the London Stock Exchange.
01/08/2013
“Mrs. Curran pleaded guilty today and accepted full responsibility for her actions, but there are a significant number of mitigating circumstances in this case,” one of her attorneys, Nathan Hochman, said yesterday.
01/07/2013
The Alpine country is trying to preserve what is left of its cherished banking secrecy that suffered a severe blow in 2009 when UBS, the first Swiss bank that came under scrutiny in the US, was required to disclose client data.
01/07/2013
A global settlement has been pursued by the Swiss government since early 2012.
01/07/2013
In May 2012, she was nominated and shortlisted as Family Lawyer of the Year for the Spear’s Young Turk Awards which recognises outstanding individuals from new or less traditional private client firms.
01/07/2013
Banking giants Barclays and Royal Bank of Scotland will both be in the High Court this year defending groundbreaking disputes.
01/07/2013
Judge Hilary Norris threw out the claim at a London employment tribunal today because Martin Woods never worked for the bank and a valid employment contract hadn’t been agreed on.