FSA appoints investment banking advisor

He will take up the role from 30 January, has more than 35 years experience in investment banking, most recently as Vice Chairman of Lazard & Co.


United Capital adds Harold Brown team

Peter Grogan, Will Kelly and Mimi Schanzlin are the latest to leave the New York-based broker-dealer Harold C. Brown & Co, which is closing its doors after roughly 80 years in the business.


Morgan Keegan Execs Head to Raymond James HQ‎

“The loyalty these advisors have demonstrated during what must have been an excruciatingly stressful period is a testament to their character, their dedication to clients and the importance they place on being a part of a firm that is like family.&a


Eagle Asset Management announces leadership changes

There are no changes to the ownership or control of Eagle or the Eagle Family of Funds resulting from Riess’s retirement, or any material change in investment advisory or portfolio management services provided by Eagle.


Head Of UK Private Bank Steps Down

The reasons for their departures are not yet known, although speculation is mounting over the future of the London office and whether a restructure could be in the offing.


Barclays Wealth hires ex Kleinwort Benson wealth boss

Scott joins Barclays Wealth as director within the investment bank's Glasgow team. He joins after a three months gardening leave following his stint with Kleinwort Benson where he served as head of private wealth management for three years.


Ameriprise poaches veteran adviser

"This is a great example of someone who was at a wirehouse for many decades and really had a strong desire to go independent," said Hiter, who now oversees Hanks.


MSSB hires $2.1 mln Merrill team

Morgan Stanley Smith Barney, the largest U.S. brokerage, hired two veteran advisers from Merrill Lynch to its broker base, a source with knowledge of the move told Reuters on Wednesday.