01/27/2012

United Capital adds Harold Brown team

Peter Grogan, Will Kelly and Mimi Schanzlin are the latest to leave the New York-based broker-dealer Harold C. Brown & Co, which is closing its doors after roughly 80 years in the business.

01/27/2012

Morgan Keegan Execs Head to Raymond James HQ‎

“The loyalty these advisors have demonstrated during what must have been an excruciatingly stressful period is a testament to their character, their dedication to clients and the importance they place on being a part of a firm that is like family.&a

01/27/2012

Eagle Asset Management announces leadership changes

There are no changes to the ownership or control of Eagle or the Eagle Family of Funds resulting from Riess’s retirement, or any material change in investment advisory or portfolio management services provided by Eagle.

01/27/2012

Head Of UK Private Bank Steps Down

The reasons for their departures are not yet known, although speculation is mounting over the future of the London office and whether a restructure could be in the offing.

01/26/2012

Barclays Wealth hires ex Kleinwort Benson wealth boss

Scott joins Barclays Wealth as director within the investment bank's Glasgow team. He joins after a three months gardening leave following his stint with Kleinwort Benson where he served as head of private wealth management for three years.

01/26/2012

Ameriprise poaches veteran adviser

"This is a great example of someone who was at a wirehouse for many decades and really had a strong desire to go independent," said Hiter, who now oversees Hanks.

01/26/2012

MSSB hires $2.1 mln Merrill team

Morgan Stanley Smith Barney, the largest U.S. brokerage, hired two veteran advisers from Merrill Lynch to its broker base, a source with knowledge of the move told Reuters on Wednesday.

01/24/2012

Rowan Dartington hires Bristol rugby pro

Commenting on the hire Rowan Dartington chief executive Graham Coxell said: 'There is quite a trend for former sporting professionals to break into the financial services market towards the end of their playing career.

01/24/2012

Liberum Capital appointments new CEO

He joins from JP Morgan Cazenove where he headed up the European and Emerging Market sales team since the merger of the two companies in 2010.