06/06/2013
LPL hires chief risk officer from Morgan Stanley's wealth unit
"She has a very excellent background in legal and compliance, regulatory and risk controls."
Executive Moves
06/05/2013
Rugby player-turned-stockbroker to Leave Investec
His departure will come less than two years after Mr Snow sold Evolution Securities to Investec, netting himself a £5m-plus payout in the process.
06/05/2013
Dame Furse roasted by Parliament over calamitous ABN deal and 'unimpressive' testimony
Dame Clara Furse was slammed by the Treasury Select Committee yesterday for her ‘amazingly unimpressive’ testimomy as she sought to justify her appointment to the Bank of England.
06/05/2013
KPMG appoints Chief Economist for Alternative Investments Practice
Veteran Economist Brings a Wealth of Knowledge
06/05/2013
JP Morgan Names MD For Private Banking Division
He joins from Deutsche Bank in London
06/05/2013
Lombard Odier bolsters UK and Nordics sales team
Lombard Odier Investment Managers has made two appointments to expand its UK and Nordics sales capability.
06/04/2013
Morgan Stanley lands Wells, UBS advisers in Florida
It has expanded its adviser force in Florida with hires from rival brokerages Wells Fargo Advisors and UBS Wealth Management Americas.
06/04/2013
U.S. Bank Hires Historian for UHNW Business
Ascent Private Capital Management, the ultra-high-net-worth business of U.S. Bank, is rounding out its national team of wealth experts.
06/04/2013
Investec Wealth & Investment’s chief investment strategist leaves group
He worked alongside the intermediary services team and was a member of the global investment strategy group.
06/04/2013
Morgan Stanley dealmaker Heaton on wealth team
Heaton joined his twin, Eric Heaton, at Morgan Stanley's wealth business, as the brothers were reunited under the unit's head, Greg Fleming.
06/04/2013
UBS Wealth adds adviser with $475 million assets
UBS AG's Wealth Management Americas hired a veteran adviser from Louisville
06/04/2013
Ex-Skandia investment head Bentley launches consultancy
Former Old Mutual head of investment marketing Graham Bentley has launched a consultancy firm for asset managers
06/04/2013
Sanlam hires nine in investment push
Head of intermediary services in the north among nine new hires for Sanlam Private Investments.
06/04/2013
Barclays hires Brewin 'Top 30 under 30' star Farnetti for Manchester arm
Barclays Wealth and Investment Management has bolstered its Manchester office with the hire of rising wealth star Scott Farnetti from Brewin Dolphin
06/03/2013
Brown Shipley Appoints New Head Of Risk
He joins from Metro Bank where he was chief risk officer, and has more than 20 years' experience in banking and financial services.
06/03/2013
OppenheimerFunds Promotes CIO to President
In this new capacity, Mr. Steinmetz will help drive the firm's strategic mission and continue to foster and build the firm's investment capabilities and culture.
06/03/2013
Northern Trust Names Head of ETF Fund Administration Services
Northern Trust has appointed a new head of fund administration
06/03/2013
Brewin Dolphin appoints new Chief Administration Officer
He will be a member of the Group's Executive Committee and report to Stephen Ford - Head of Investment Management.
06/02/2013
ING IM announces senior appointments to EMD team
ING Investment Management International have announced two senior appointments to its Emerging Market Debt (EMD) team.
06/02/2013
City and international law firm appoints new head of private wealth
His expertise spans all facets of domestic and international private wealth and taxation