09/03/2020
Through innovation and new technologies, the regulator can help shape and create inclusive institutions, and provide a foundation for firms to provide positive outcomes for consumers and markets in the UK.
09/03/2020
The proceedings come after an auditor hired by Finma in December 2019 completed its investigation into Credit Suisse’s corporate governance practice.
09/02/2020
The Law Firm of Hugh H. Mo on Monday sued Ng in U.S. District Court in Manhattan, alleging that Ng “simply failed and refused to pay” $1.9 million in fees, plus interest and other legal costs.
09/02/2020
Companies registered in Mauritius were already required to disclose information on their beneficial owners
09/02/2020
Reforms to wholesale markets may attract less political scrutiny, but are more likely to be international in nature.
09/01/2020
Portuguese prosecutors have said the compilation of the Football Leaks data
08/31/2020
The States of Guernsey has approved proposals to amend the legal framework relating to beneficial ownership.
08/31/2020
Carlos Manuel de São Vicente, the former CEO of a company with a lucrative government monopoly to insure Angola’s oil sector, had his bank accounts frozen on suspicions of money laundering.
08/31/2020
Banker who forged papers on contract fired, deception led to loss of about $15m: Sources
08/31/2020
There is no suggestion of any wrongdoing on the part of Mr Staley, or that he knew anything about Epstein's criminal activities.
08/31/2020
Companies that netted their best-ever earnings during the coronavirus crisis should be subject to extra tax, finds one of Switzerland’s top economists.
08/31/2020
The FCA had plans to implement data analytics to alleviate the regulatory approach and overcome the issues enterprises face.
08/31/2020
Under this “soft” cap, if the SEC obtained over $300 million in sanctions from a fraudster, the whistleblower whose information triggered the enforcement action would be presumptively limited to the lowest percentage award (i.e., a 10 percent
08/31/2020
These are the latest companies which the regulator believes have supplied insufficient or false information.
08/30/2020
Two annexes to the letter contain the detail of the suggestions being put forward by ESMA.
08/28/2020
This analysis will help frame the potential treatment of the awards in the transaction.
08/28/2020
The FSCS has increased the size of the team reviewing LCF claims by almost 80 per cent as it pushes to complete the process by December, following delays this summer.
08/28/2020
Babbé Senior Associate Elena Gogh discusses a positive report on anti-money laundering practices in Guernsey by the Guernsey Financial Services Commission.
08/27/2020
During the coronavirus crisis, consumers may find themselves needing access to their savings in accounts with restrictions on access.
08/27/2020
Investment bank Citi and law firm Allen & Overy are helping IOOF with its bid for National Australia Bank’s MLC Wealth.