08/02/2017
FINRA notes in the Letter that Family Offices may perform equivalent functions to regulated investment advisers, including investing the assets of a pooled investment vehicle or providing other forms of investment advice.
08/02/2017
The GIPC is the main government agency responsible for the encouragement and promotion of investment in Ghana.
08/02/2017
Total shareholder return likely would rise only slightly if repatriated, foreign-earned profits were no longer taxable in the U.S., a study finds.
08/02/2017
Firm reveals FY17 results
08/01/2017
Guernsey has also released notice 2017/5 which provides further detail on the application of CRS and US FATCA to pensions schemes.
08/01/2017
Italian Procedure Allows Voluntary Disclosure of the Existence of a PE
08/01/2017
Most of the tax authority investigations concern HSBC’s Swiss private bank.
07/31/2017
The provisional winding-up order for Saab Financial Ltd. was issued in April but only recently came to light.
07/28/2017
The company is set to pay a now-closed Greek introducer broker, Medsted Associates, nominal damages after a court ruled it was in breach of contract.
07/28/2017
Businesses will not be liable for the offences provided they have established the defence by putting in place and maintaining “reasonable prevention procedures”.
07/27/2017
The Finance Minister of Switzerland, Federal Councillor Ueli Maurer, who visited Singapore recently with a high-level delegation, highlights the benefits of broadening and deepening bilateral financial relations in an exclusive interview.
07/27/2017
French watchdog identifies failings connected to fund house’s redemption fees
07/27/2017
Updated Privacy Controls - Giving your clients the control they expect
07/26/2017
The European economy is approaching a cliff edge, but it’s nothing to do with Brexit.
07/26/2017
A tribunal case to determine whether a group of siblings were domiciled or non-domiciled for tax purposes had to look over the life of the claimants’ grandfather from his birth in 1930
07/25/2017
Four former Lloyds employees were among seven people jailed for 38 years
07/25/2017
The Protocol permits brokers who move from one signatory firm to another to take limited client contact information with them.
07/25/2017
Standard Life and AAM tell the stock exchange they are 'pleased to announce' the FCA and PRA approval while Martin Gilbert tweets his 'delight'
07/24/2017
A new area for Wealth Managers will be passing exception reports
07/24/2017
The 41-year-old is one of a number of individuals to be prosecuted by the U.K. Financial Conduct Authority over insider dealing