07/25/2016
The ruling came four months after the concerned advisers sought Finra’s intervention in the matter, claiming that Credit Suisse had placed them at a disadvantage by forcing them to choose two other arbitration services - the American Arbitration Ass
07/21/2016
The Office of the Attorney General has filed requests for legal assistance with U.S. authorities and other countries, a spokesman for the office said late Wednesday, without naming them.
07/20/2016
Washington Wealth Management, now known as Kestra Private Wealth Services, was fined and censured $50,000 by the SEC for failing to disclose $1.8 million in loans from its broker-dealer to clients.
07/20/2016
Dispute resolution with HMRC has changed out of all recognition since the controversy over the “sweetheart” deals with Vodafone and Goldman Sachs. The latest annual report shows that while the process is a lot more rigorous, there are still a
07/18/2016
Reuters reported that Switzerland's Falcon Private Bank and Coutts International, owned by Geneva-based Union Bancaire Privee, are also under scrutiny. UBS, Coutts, and DBS have all declined to comment on this matter.
07/15/2016
“It’s not just about clever companies,” O’Sullivan stressed. “Somebody has to create the tax haven for profits to be shifted in to, and many governments are willing to do that.”