05/06/2015
Shanghai Enacts Curbs on Business Dealings of Officials’ Relatives
The new rules, announced on Tuesday, bar the spouses of senior officials in the sprawling metropolis of more than 23 million from going into private business.
05/06/2015
The new rules, announced on Tuesday, bar the spouses of senior officials in the sprawling metropolis of more than 23 million from going into private business.
05/06/2015
JPMorgan Chase & Co. received subpoenas and inquiries from the U.S. Securities and Exchange Commission and other regulators about how it sells its own mutual funds and other proprietary products.
05/06/2015
In a recent article published by Law360, Peter McMaster QC of Appleby (Cayman) Limited discusses approaches to investor redress when an investment fund becomes a Ponzi scheme.
05/06/2015
A unit of French bank BNP Paribas has been put under investigation in France for misleading marketing of loans in Swiss francs
05/05/2015
Increase transparency and focus on big corporations that exploit faulty banking mechanism to stash wealth abroad.
05/05/2015
Barclays originally won approval to buy the brokerage business in September 2008
05/05/2015
The UK’s highest court is to hear an appeal by HM Revenue & Customs over two offshore schemes designed to avoid paying tax on bankers’ bonuses
05/05/2015
Group of wealthy expats facing prison for failing to declare property purchases in Marbella
05/05/2015
Regulators have already fined six major banks including UBS a total of US$4.3 billion
05/05/2015
The government and HSBC seek 30 days to comply, saying they may need to request that the report be filed under seal, or with redactions.
05/04/2015
Aberdeen’s challenge will be watched closely by hundreds of other funds operating in India, who were alarmed by remarks last month from Arun Jaitley, finance minister, that India would seek to raise as much as $6.4bn by levying MAT on foreign invest
05/04/2015
Cites failure to comply with the law
05/01/2015
The regulator is consulting on ditching the independence standard in light of incoming MiFID II rules
04/30/2015
China Construction Bank has officially applied for a banking license in Switzerland
04/30/2015
Rules Would Provide Greater Transparency and Better Inform Shareholders
04/30/2015
After establishing a global two-tier panel last year, Barclays has launched a procurement process to formalise its flexible resourcing usage and establish its first contract-lawyer only panel.
04/30/2015
Ex-banker and whistleblower Bradley Birkenfeld tells how he came to be the man who ended the tradition of bank secrecy and got rich in the process.
04/29/2015
DB Group Services pleaded guilty to a criminal charge of wire fraud from the U.S. Department of Justice and will pay a $775 million penalty.
04/29/2015
To date, the SEC has awarded 17 whistleblowers since its whistleblower program began more than three years ago. Payouts now total over $50 million.
04/29/2015
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