01/26/2012
“Merrill Lynch specifically designed this bonus program to bypass FINRA’s rule requiring firms to arbitrate disputes with employees, and purposefully filed expedited collection actions in New York State courts and denied those registered repre
01/26/2012
“It is highly damaging to market confidence when privileged shareholders commit market abuse, and the high penalty reflects the seriousness of his breach.”
01/25/2012
Nathaniel Rothschild has begun a libel action against Associated Newspapers
01/24/2012
Mr Fingleton moved the €500,000 to an account in his name at the Atlas Mont Bank in Podgorica, Montenegro, in November 2010.
01/24/2012
Redknapp was accused of paying two untaxed payments from Mandaric of £189,500 into the account shortly after Crouch's transfer.
01/22/2012
UBS spokesman Serge Steiner said the bank hasn’t handed over “institution-specific” information to the U.S., according to the report in today’s newspaper.
01/19/2012
PricewaterhouseCoopers Regains Leadership Position In 2011
01/19/2012
It also led to the suicide of a Singapore warehouse manager, who was a star witness in the case and an employee of the warehousing company Fujitrans (Singapore).
01/18/2012
The misconduct was revealed during the course of an SEC examination, minimizing investor harm.
01/17/2012
The updated criteria report takes into consideration the changes reflective in the Takaful market, particularly regarding the increasing development of the regulatory framework within certain countries and the key issues relating to Takaful operating stru
01/16/2012
Another difference under the new law is that the taxpayer must report any controlled transaction to the tax authorities and must supply supporting documentation to confirm the price reported. Previously, the burden of proving that an unfair price had been
01/13/2012
Switzerland has already agreed to allow tax evasion investigations with countries including the United States and Germany, and struck deals with Germany and Britain to enable them to claw taxes back from their nationals.
01/12/2012
Five men have been arrested on suspicion of fraudulent transactions from accounts held at Bristol-based stockbroker Rowan Dartington
01/11/2012
Two previous IRS programs, in 2009 and 2011, brought in more than $4.4 billion in taxes from tens of thousands of tax evaders, said the tax collection agency.
01/11/2012
In moves which have strained U.S.-Swiss relations, dozens of U.S. clients and at least two dozen Swiss bankers have been charged following a crackdown on offshore tax evasion through Swiss banks.
01/10/2012
Negotiations in the case have reached a critical stage, with an indictment possible though the bank is seeking a deferred prosecution agreement, which would be less damaging
01/09/2012
Neighbours say Swiss whistleblower was loner
They painted a picture of a man who kept to himself, rarely interacting with others in the tightly-knit community.
01/09/2012
Although Anschutz received about $374 million, he argued they were pending deals not final sales. That meant tax deferral was appropriate, he argued.
01/09/2012
The Foundation received £38,920 for 2010 but said it should have received more than £3.5m.
01/09/2012
In an order dated Jan. 5, the Securities and Exchange Board of India, or SEBI, said on its website it fined Manoj Gaur 1 million rupees (about $18,900) and an equal fine on his wife and brother for alleged insider trading.